Archive for January, 1994

M. VENUGOPAL Vs. DIVISIONAL MANAGER

Monday, January 31st, 1994

PETITIONER:
M. VENUGOPAL

Vs.

RESPONDENT:
DIVISIONAL MANAGER

DATE OF JUDGMENT31/01/1994

BENCH:
SINGH N.P. (J)
BENCH:
SINGH N.P. (J)
AHMADI, A.M. (J)
PUNCHHI, M.M.

CITATION:
1994 AIR 1343          1994 SCR  (1) 433
1994 SCC  (2) 323      JT 1994 (1)    281
1994 SCALE  (1)264


ACT:

HEADNOTE:

JUDGMENT:
The Judgment of the Court was delivered by
N.P.  SINGH,  J.-  This appeal has been     filed    against     the
judgment  of the High Court dismissing the writ     application
filed  on behalf of the appellant for quashing the order  of
termination of his services during the period of probation.
2.   The  appellant was appointed as Development Officer  by
the  respondent     Life  Insurance  Corporation    (hereinafter
referred to as “the Corporation”), on probation for a period
of  one year from May 23, 1984 to May 22, 1985.     The  period
of  probation  of the appellant was extended for  a  further
period    of  one     year from May 23, 1985     to  May  22,  1986.
Clauses     3  to 5 of the order of appointment deal  with     the
code  of  conduct to be followed; clauses 6 to 9  deal    with
tours,    advance deposits, record of work and  collection  of
premiums; clause 10 deals with the minimum business that the
appellant  was expected to do during the  period  specified,
clause 11 deals with confirmation and is as follows :
“11. Confirmation and Increments.- (i) On your
satisfactorily   completing  the     period      of
probation and your observation and  compliance
with all conditions set out in this letter  of
appointment,  you     will be  confirmed  in     the
services of the Corporation in Class-11.    Your
confirmation  will depend inter alia upon     the
fulfilment  of the minimum business  guarantee
set out in para 10 above and upon your  record
of  posts     and service  to  the  Corporation’s
policyholders and other functions performed by
you  in  the  area  allotted  to    you  to     the
satisfaction of the competent authority.”
3.   As the appellant was required to do a minimum  business
mentioned  in  the  order and as he failed  to    achieve     the
target so fixed, the Divisional Manager of the    Corporation,
by  a  communication  dated February 1,     1986,    advised     the
appellant  to comply with the said term during the  extended
period    of probation.  Yet another communication was  issued
to the appellant on April 5, 1986, saying that he had failed
to fulfil the norm prescribed to earn confirmation.  He     was
asked to improve his performance, failing which his  service
was  likely  to     be terminated.     Before the  expiry  of     the
extended  period of probation, the service of the  appellant
was terminated on May 9, 1986.
4.   A    writ application was filed by the  appellant  before
the  High Court, questioning the legality of  the  aforesaid
order  of termination.    A learned Single Judge    quashed     the
said order holding that as the appellant shall be
326
deemed to be “workman” within the meaning of the  Industrial
Disputes Act, the termination of his service will amount  to
“retrenchment”    within the meaning of Section 2(oo)  of     the
Act which was null and void in view of noncompliance of     the
requirement of Section 25-F of the Act.
5.   On an appeal being filed on behalf of the    Corporation,
a  Division  Bench  of the High Court  took  the  view    that
because of clause (bb) which has been introduced in  Section
2(oo)  of the Act with effect from August 1 8, 1984, by     the
Industrial Disputes (Amendment) Act, 1984 (Act 49 of  1984),
the  termination of the appellant by the Corporation  within
the  period  of probation shall not amount  to    retrenchment
within the meaning of Section 2(oo).
6.   Section 2(oo) of the Act says that “retrenchment” means
the termination by the employer of the service of a  workman
for  any reason whatsoever, otherwise than as  a  punishment
inflicted by way of disciplinary action.  A new clause    (bb)
has   been  introduced    apart  from  the  three      exceptions
mentioned  in Section 2(oo) which shall not be deemed to  be
retrenchment within the meaning of Section 2(oo) of the Act.
Clause    (bb),  which has been introduced  by  the  aforesaid
Amendig Act says:
“(bb)  termination  of  the  service  of     the
workman as a result of the non-renewal of     the
contract    of employment between  the  employer
and the workman concerned on its expiry or  of
such   contract  being  terminated   under   a
stipulation in that behalf contained  therein;
or”
(emphasis supplied)
7.   Clause 11 of the order of appointment specifically said
that on appellant’s satisfactorily completing the period  of
probation and on his observance and compliance with all     the
conditions  set     out in the said letter of  appointment,  he
“will be confirmed in the services of the  Corporation……
III  that  very     clause,  it  was  further  said  that     the
confirmation of the appellant was dependent inter alia    upon
the fulfilment of the minimum business guarantee
set  out  in  para  10 of the  said  order  of    appointment.
According  to the Corporation, as admittedly  the  appellant
did  not reach the minimum target fixed in clause 10 of     the
order  of appointment and his service was found not  to     the
satisfaction  of  the competent authority, the    contract  of
employment  was     “terminated  under a  stipulation  in    that
behalf, contained” in the order of appointment itself and as
such covered by clause (bb) of Section 2(oo) of the Act.
8.   Regulation     14  of the Life  Insurance  Corporation  of
India (Stiff) Regulations, 1960 which shall now be deemed to
be  Rules  framed  under  Section  48(2)(cc)  of  the    Life
Insurance  Corporation    Act  (hereinafter  referred  to      as
“Corporation Act”) provides :
“14. (1) Persons appointed to posts  belonging
to  Classes  1  and 11  shall,  on  the  first
appointment  in  the Corporation    service,  be
required    to be on probation for a  period  of
one year from the date of appointment.
(2)
327
(3)   Subject to the provisions of any law for
the   time  being     in  force  the      appointing
authority     may,  at its  discretion,  dispense
with,   reduce  or  extend  the    probationary
period, but in no case shall the total  period
of probation exceed :
(a)  In case of employees belonging to
Classes I & II       two years
(b) In other cases       one year
(4)   During   the  period  of  probation      an
employee shall be liable to be discharged from
service without any notice.”
9.   Regulation     14 aforesaid has to be read as a  statutory
term  of the contract of employment between the     Corporation
and  the  appellant.  The order of appointment had  fixed  a
target in respect of the performance of the appellant  which
admittedly the appellant failed to achieve within the period
of  probation which was extended up to two years.   As    such
the Corporation was entitled not to confirm the appellant in
terms  of  the    order of appointment and  to  terminate     his
service during the period of probation without any notice in
terms  of Regulation 14(4) aforesaid.  Clauses 10 and 11  of
the  order of appointment along with Regulation 14 shall  be
deemed    to  be stipulations of the  contract  of  employment
under    which  the  service  of     the  appellant      has    been
terminated.  Any such termination, even if the provisions of
the  Industrial Disputes Act were applicable in the case  of
the  appellant,     shall not be deemed  to  be  “retrenchment”
within the meaning of Section 2(oo), having been covered  by
exception  (bb).  Before the introduction of clause (bb)  in
Section     2(oo), there were only three exceptions so  far  as
termination  of     the service of the workman  was  concerned,
which had been excluded from the ambit of retrenchment     (a)
voluntary retirement; (b) retirement on reaching the age  of
superannuation;     and (c) on ground of continued     111-health.
This  Court  from time to time held that the  definition  of
“retrenchment”    being very wide and comprehensive in  nature
shall cover, within its ambit termination of service in     any
manner    and for any reason, otherwise than as  a  punishment
inflicted  by  way of disciplinary action.  The     result     was
that even discharge simpliciter was held to fall within     the
purview of the definition of “retrenchment”. (State Bank  of
India  v. N. Sundara Money’, Santosh Gupta v. State Bank  of
Patiala2.)  Now with introduction of one more  exception  to
Section     2(oo),     under    clause    (bb)  the  legislature     has
excluded from the purview of “retrenchment” (i)     termination
of the service of the workman as a result of the non-renewal
of  the contract of employment between the employer and     the
workman     concerned on its expiry; (ii) such  contract  being
terminated  under a stipulation in that behalf contained  in
contract of employment.     It need not be impressed that if in
the  contract of employment no such stipulation is  provided
or  prescribed, then such contract shall not be     covered  by
clause    (bb)  of Section 2(oo).     In the     present  case,     the
termination  of service of the appellant is as a  result  of
the contract of employment having
1  (1976) 1 SCC 822: 1976 SCC (L & S) 132: AIR 1976 SC 1111
2  (1980) 3 SCC 340: 1980 SCC (L & S) 409: AIR 1980 SC 1219
328
been terminated under the stipulations specifically provided
under Regulation 14 and the order of the appointment of     the
appellant.   In this background, the non-compliance  of     the
requirement of Section 25-F shall not vitiate or nullify the
order of termination of the appellant.
10.  There  is    yet  another  aspect  of  the  matter.     The
Corporation  Act  vests power in the Central  Government  to
make  rules in order to carry out the purposes of  the    Act.
By  Life Insurance Corporation (Amendment) Act, 1981 (Act  1
of  198     1),  clause (cc) was added to    sub-section  (2)  of
Section     48 with effect from January 31, 198 1. Clause    (cc)
provides
“(cc)  the terms and conditions of service  of
the  employees and agents of the    Corporation,
including     those    who  became  employees     and
agents of the Corporation on the appointed day
under this Act;”
With introduction of clause (cc), the Central Government can
by  notification in Official Gazette, make rules in  respect
of the terms and conditions of the service of the  employees
and  agents of the Corporation.     By the     aforesaid  Amending
Act, three new sub-sections were also introduced, which     are
relevant for the present case :
“(2-A) The regulations and other provisions as
in  force immediately before the    commencement
of the Life Insurance Corporation     (Amendment)
Act,  1981,  with     respect to  the  terms     and
conditions of service of employees and  agents
of the Corporation including those who  became
employees and agents of the Corporation on the
appointed day under this Act, shall be  deemed
to  be  rules made under clause (cc)  of    sub-
section  (2) and shall, subject to  the  other
provisions   of  this  section,  have   effect
accordingly.
(2-B)  The  power to make rules  conferred  by
clause (cc) of subsection (2) shall include
(i)   the     power to give retrospective  effect
to such rules; and
(ii)  the     power to amend by way of  addition,
variation or repeal, the regulations and other
provisions  referred to in sub-section  (2-A),
with retrospective effect,
from a date not earlier than the twentieth day
of June, 1979.
(2-C)  The provisions of clause (cc)  of    sub-
section (2) and subsection (2-B) and any rules
made  under  the said clause (cc)     shall    have
effect,    and   any  such      rule     made    with
retrospective effect from any date shall    also
be  deemed to have had effect from  the  date,
notwithstanding any judgment, decree or  order
of any court, tribunal or other authority     and
notwithstanding  anything     contained  in     the
Industrial Disputes Act, 1947 (14 of 1947)  or
any  other law or any  agreement,     settlement,
award  or other instrument for the time  being
in force.”
Sub-section  (2-A)  provided  that  regulations     and   other
provisions  in force immediately before the commencement  of
the  aforesaid    Amending Act with respect to the  terms     and
conditions  of    service     of  employees    and  agents  of     the
Corporation  shall be deemed to be rules made  under  clause
(cc) of sub-
329
section (2) of Section 48.  Sub-section (2-B) empowered     the
Central     Government to make rules under power  conferred  by
clause (cc) of subsection (2), which power includes to    give
retrospective effect to such rules.  It also authorised     the
Central     Government to add, vary or repeal  the     regulations
already framed and in existence.  Sub-section (2-C) contains
a  non obstante clause saying that notwithstanding  anything
contained in the Industrial Disputes Act, 1947 or any  other
law or any agreement, settlement, award or other  instrument
for  the time being in force, the provisions of clause    (cc)
of  sub-section (2) aforesaid and any rules made  under     the
said  clause  (cc)  shall  have     effect.   In  view  of     the
introduction of clause (cc) in Section 48(2) and sub-section
(2-A)  in  Section 48 of the Corporation Act,  it  shall  be
deemed     that  Regulation  14  aforesaid,  which  had    been
originally  framed under Section 49 of the Corporation    Act,
will  be a rule framed under clause (cc) of sub-section     (2)
and shall have overriding effect because of sub-section     (2-
C)  over  the provisions of the Industrial Disputes  Act  in
respect     of  terms  and conditions of  an  employee  of     the
Corporation,  who is covered by the definition of  “workman”
under  the Industrial Disputes Act.  It may be    pointed     out
that by the same Amending Act clause (bb) of sub-section (2)
of  Section  49 which authorised the  Corporation  with     the
previous   approval  of     the  Central  Government  to    make
regulations  in respect of the terms and conditions  of     the
services of the employees and agents of the Corporation     was
deleted.   By a statutory fiction, the regulations  relating
to  the terms and conditions of the employees and agents  of
the  Corporation  framed under Section    49(2)(bb)  shall  be
deemed to be now the rules framed under Section 48(2)(cc) of
the  Corporation Act, and such rules shall  have  overriding
effect    over  the  provisions contained     in  the  Industrial
Disputes  Act,    so far as the terms and     conditions  of     the
employment  of    such  employees     who  also  conform  to     the
requirement  of     the  definition  of  “workman”     under     the
Industrial Disputes Act, are concerned.
11.  The   effect  of  a  deeming  clause   is     well-known.
Legislature  can  introduce a statutory fiction     and  courts
have to proceed on the assumption that such state of affairs
exists    on  the relevant date.    In this connection,  one  is
often reminded of what was said by Lord Asquith in the    case
of East End Dwellings Co. Ltd. v. Finsbury Borough  Council3
that  when  one     is bidden to treat an    imaginary  state  of
affairs     as  real, he must surely,  unless  prohibited    from
doing  so,  also  imagine  as  real  the  consequences     and
incidents which inevitably have flowed from it    one must not
permit    his  “imagination to boggle” when it  comes  to     the
inevitable corollaries of that state of affairs.  In view of
the amendments aforesaid introduced in Section 48 it has  to
be  held that Regulation 14 referred to above in respect  of
termination of the service of an employee of the Corporation
within the period of probation shall be deemed to be a    rule
framed under Section 48(2)(cc) having overriding effect over
Section     2(oo) and Section 25-F of the    Industrial  Disputes
Act.
3   (1952) AC 109 B: (1951) 2 All ER 587
330
12.  The Industrial Disputes Act as well as the     Corporation
Act  both  have     been framed by     the  Parliament.   But     the
amendments aforesaid have been introduced in the Corporation
Act in Section 48 with effect from January 3 1, 1981 with  a
non-obstante clause.  In sub-section (2-C), the intention of
the  Parliament has been made apparent and obvious.  It     was
pointed out in Aswini Kumar Ghose v. Arabinda Bose 4 , A. V.
Fernandez  v. State of Kerala 5 and South India     Corporation
(P)  Ltd. v. Secretary, Board of’ Revenue, TrivandruM6    that
the effect of non obstante clause is to obliterate in regard
thereto     the provisions which were earlier applicable.     The
framers     of  the  Corporation  Act  through  the  amendments
aforesaid have given the provisions of tile Corporation     Act
an overriding effect over tile provisions of the  Industrial
Disputes Act, so far as the provisions relating to the terms
and conditions of employment, which are in conflict with the
provisions  of    the Industrial Disputes Act  are  concerned.
Unless    the said attempt is held to be ultra vires being  in
conflict  with any of the provisions of the Constitution  it
was open to the Parliament to treat the employees and agents
of the Corporation as a separate class for purpose of fixing
their terms and conditions of service.
13.  Earlier  such  employees  used to be  governed  by     the
regulations  framed by the Corporation under Section  49  of
the  Corporation  Act as well as by the     provisions  of     the
Industrial Disputes Act, being “workman” within the  meaning
of  that  Act.    It was up to them to enforce the  rights  or
remedies  in  terms of the regulation so  framed  under     the
Corporation Act or in accordance with the provisions of     the
Industrial Disputes Act.  But after the amendment introduced
by  the     Parliament  in Section 48,  the  employees  of     the
Corporation  shall not be entitled to protections  to  which
they  were  entitled  before the coming into  force  of     the
amendment  aforesaid.  The amendments cannot be held  to  be
violative  of Article 14 of the Constitution merely  on     the
ground    that a section of the employees of  the     Corporation
had  the  benefit or protection of the    provisions  of    tile
Industrial  Disputes Act which now they have  been  deprived
of.   The  wisdom  of  the  legislature     in  extending     the
protection of the provisions of the Industrial Disputes     Act
or  denying the same cannot be judged by the  courts  unless
any  such  step     is  held to be     violative  of    any  of     the
provisions  of the Constitution.  This Court has  considered
the  validity  of the aforesaid Life  Insurance     Corporation
(Amendment) Act, 1981 in the case of A. V. Nachane v.  Union
of  India7 and it has been held that the said  Amending     Act
shall operate but prospectively insofar it seeks to  nullify
the  terms of 1974 Settlement in regard to payment of  bonus
in  that  case.     It was said in the said case  that  Section
48(2-C)     read with Section 48(2)(cc) authorises the  Central
Government  to make rules to carry out the purposes  of     the
Act notwithstanding the Industrial Disputes Act
4    AIR 1952 SC 369: 1953 SCR 1
5    AIR 1957 SC 657: 1957 SCR 837: 8 STC 561
6    AIR 1964 SC 207: (1964) 4 SCR 280: (1964)15 STC 74
7   (1982) 1 SCC 205: 1982 SCC (L & S) 53: (1982) 2 SCR 246
331
or any other law, which meant that in respect of the matters
covered     by  the  rules, the provisions     of  the  Industrial
Disputes Act or any other law will not be operating.  It was
pointed     out that it was not really the rules framed by     the
Central Government that override the Industrial Disputes Act
or any existing law but the power of abrogating the existing
laws  was  in  sub-section (2-C) of Section  48     enacted  by
Parliament  itself and as such there was no question of     any
excessive  delegation.     The grievance    that  excluding     the
employees  of  the  Corporation     from  the  purview  of     the
Industrial Disputes Act amounted to   discrimination against
them  and  as such the provisions of the Amending  Act    were
violative  of  Article    14 of  the  Constitution,  was    also
rejected.
14.  The   amendments  introduced  in  Section    48  of     the
Corporation Act have clearly excluded the provisions of     the
Industrial Disputes Act so far as they are in conflict    with
the  rules  framed  under  Section  48(2)(cc).     The  result
whereof     will  be  that termination of the  service  of     the
appellant shall not be deemed to be a “retrenchment”  within
the  meaning of Section 2(oo) even if sub-section  (bb)     had
not been introduced in the said section.  Once Section 2(oo)
is  not     attracted, there is no question of  application  of
Section     25-F on the basis of which the termination  of     the
service     of  the appellant can be held to be  invalid.     The
termination  of     the  service of the  appellant     during     the
period of probation is in terms of the order of     appointment
read with I Regulation 14 of the Regulations, which shall be
deemed    to  be    now Rules under     Section  48(2)(cc)  of     the
Corporation Act.
15.  Even  under general law, the service of  a     probationer
can be terminated after making an overall assessment of     his
performance during the period of probation and no notice  is
required  to  be given before termination of  such  service.
This  aspect has been examined by this Court in the case  of
The  Governing    Council     of  Kidwai  Memorial  Institute  of
Oncology,  Bangalore v. Dr Pandurang Godwalka8 where it     has
been  pointed  out that if the performance of  the  employee
concerned during the period of probation is not found to  be
satisfactory  on overall assessment, then it is open to     the
competent authority to terminate his service.
16.  Accordingly,  the appeal falls.  But in the  facts     and
circumstances  of  the case, there shall be no order  as  to
costs.
333